Odalys5418 Odalys5418

24-05-2024
Social Studies

Answered

Juwan, a CFP® professional, and Al, a relationship manager who is not a CFP® professional, work together on a team at Big City Financial Planning, LLC. A client has engaged the firm to provide financial advice. Juwan and Al will be working together to develop and deliver financial advice to the client. The firm has yet to formulate policies that identify the respective roles and responsibilities of the various team members. As a member of a team, what is Juwan required to do when providing professional services to the client?

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