7h67r68b7h 7h67r68b7h

26-06-2024
Business

Answered

Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every

A) quarter.
B) other year.
C) year.
D) 36 months.

Answer :

GinnyAnswer GinnyAnswer

26-06-2024

Final answer:

Broker-dealers are required to update customer account information at least once a quarter.

Explanation:

Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every quarter.

Learn more about Broker-Dealers Account Management here:

https://brainly.com/question/46045666

Answer Link

Other Questions

What is the name of the time period following exercise during which one should amplify muscle protein synthesis through ingestion of dietary protein?A. Anabolic

What are the key features and benefits of the Lancôme Tonique Confort Re-Hydrating Comforting Toner with Acacia Honey, 13.4 fl oz?

Given P ( x ) = 3 x 5 + x 4 + 98 x 3 + 28 x 2 − 360 x − 288 , and that 6 i is a zero, write P in factored form (as a product of linear factors).

What is a test for measuring the reliability of a scientific methodology? Question 7 options: Locard’s Daubert Silver Platter Merrell

XYZ/8 = ZX Y/8 X,Y,Z are different non-zero digits What is the three digit number XYZ

What are the distinguishing characteristics between Black-eyed Susan (Rudbeckia hirta) and Brown-eyed Susan (Rudbeckia triloba) flowers?

What is a benefit of employing smart bidding with broad match?A) Enhanced control over specific keyword placements.B) Increased precision in targeting niche aud

Simplify the expression:[tex]\[ \frac{x^2}{y^2} - 2 - \frac{3y^2}{x^2} \][/tex]

QUESTION 2Show that: [tex]\[ \log_{\frac{1}{a}} y = -\log_a y \][/tex]Hence, determine the value of [tex]\( x \)[/tex] if:[tex]\[ \log_3(3-x) = \log_{\frac{1}{3

The u.s. constitution was based on many compromises negotiated over___ .

Difference in hormone production in primary hypothyroidism, and secondary hypothyroidism?

Surface area to volume relationshipsComplete the statements below to summarize the relationship between the surface-area-to-volume ratio of a cell and the cell'

As Circe spoke, Dawn mounted her golden throne,and on the first rays Circe left me, takingher way like a great goddess up the island.I made straight for the shi

A table tennis ball has a circumference of 4.94-inches. The density of the polymer used in the construction is 1g/cm³. If the shell thickness is approximately 0

An intrauterine device has been inserted into a client as a requested birth control method. What is an advantage of intrauterine devices (IUDs)? A) Decreased in

What are some important characteristics of the Mountain segment? Choose all that apply. a) Ability to handle rough terrain.b) Practical.c) Durable.d) Easily han

Round all answers to the nearest cent. Angel borrowed $82,000 for her granddaughter's college education. She must repay the loan at the end of nine years with 9

A group consists of 7 monkeys and 9 humans. How many groups of 4 monkeys and 2 humans can be formed?

The following are categories of tests except for ONE: Select one: a. Beneficence b. Psychometricc. Objective d. Subjective Check

What is circulatory failure produced in the heart in prefix and suffix?